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LPL to acquire National Retirement Partners
Updated at 4:38 p.m. EDT with LPL statement on acquisition. LPL Investment Holdings, parent company of LPL Financial, is buying National Retirement Partners, one of the nation’s largest networks of...
View ArticleLPL buying Maryland-based firm providing high net-worth solutions
LPL Financial, the nation's largest independent broker-dealer, plans to acquire Fortigent, a Rockville, Md.-based provider of high-net-worth solutions and consulting services to RIAs, banks, and trust...
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LPL upgrades advisor reporting capabilities
Independent broker-dealer LPL Financial LLC, an RIA custodian and a wholly owned subsidiary of LPL Financial Holdings Inc., announced the release of its newest version of Portfolio Manager, the...
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LPL fined nearly $1 million by FINRA for supervisory failures
The Financial Industry Regulatory Authority (FINRA) announced that it has fined LPL Financial LLC $950,000 for supervisory deficiencies related to the sales of alternative investment products,...
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Wells Fargo, Raymond James, LPL must pay $30 million in restitution for...
The Financial Industry Regulatory Authority (FINRA) has ordered Wells Fargo Advisors, Wells Fargo Advisors Financial Network, Raymond James & Associates, Inc., Raymond James Financial Services,...
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Ascensus to offer LPL plan for small business
Ascensus, the national independent retirement plan and college savings services provider based near Philadelphia, will offer LPL Financial’s new 3(38) Small Market Solution tailored for small business...
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